Arms Trade Treaty Baseline Assessment Project (ATT-BAP)

Supporting effective implementation of the Arms Trade Treaty.

In 2013, the United Nations General Assembly adopted the Arms Trade Treaty (ATT), the only legally binding international instrument to regulate the global arms trade and promote transparency and accountability in arms transfer decisions. Stimson’s Arms Trade Treaty-Baseline Assessment Project (ATT-BAP) supports effective and comprehensive implementation of the ATT.

Project Team
Project Lead

In 2013, the United Nations General Assembly adopted the Arms Trade Treaty (ATT), the only legally binding international instrument to regulate the global arms trade and promote transparency and accountability in arms transfer decisions. Stimson’s Arms Trade Treaty-Baseline Assessment Project (ATT-BAP) supports effective and comprehensive implementation of the ATT.

The Arms Trade Treaty-Baseline Assessment Project (ATT-BAP) was founded in 2014 to:

  • Give clear guidance on the obligations contained within the ATT for States Parties;
  • Increase understanding of measures that can be taken to ensure that States are in a position to ratify the ATT and ensure effective implementation of the treaty;
  • Contribute towards effective, targeted, and coordinated international assistance;
  • Deliver a baseline assessment of States’ abilities to effectively implement the ATT; and
  • Provide indicators for monitoring the treaty’s impact.

 

While the ATT provides information on treaty requirements, it does not offer explicit guidance on how States Parties should fulfill their obligations. ATT-BAP assists States in discerning critical gaps in national arms control systems and in identifying the resources required for effective treaty implementation, enabling the development of projects that are targeted and relevant to the needs of individual States. The project further provides tools and guidance for supporting ATT implementation and evaluating efficacy of the treaty over time.

Project Components

Analytical research on ATT implementation, covering topics such as reporting compliance, the development of national control systems, and implementation challenges and opportunities.

Under Article 13(3) of the ATT, States Parties must report annually to the ATT Secretariat on their conventional arms exports and imports that occurred during the preceding calendar year. ATT-BAP provides a yearly review of ATT annual reporting practices, compliance, and trends for insight into the status of arms trade transparency under the treaty.

Tools, checklists, and trainings to aid States in completing the necessary steps for ATT ratification/accession, implementation, and reporting.

At-a-glance factsheets that provide insights into ATT reporting obligations, the current status of reporting, and challenges that hinder reporting efforts.

Analysis of Implementation Trends, Challenges, and Experiences

Analytical research on ATT implementation, covering topics such as reporting compliance, the development of national control systems, and implementation challenges and opportunities.

Report
Understanding challenges and developing solutions to support Arms Trade Treaty (ATT) reporting obligations
Rachel Stohl • Natalie Bramlett
Issue Brief
Developing metrics to evaluate the status of reporting under the Arms Trade Treaty (ATT)
Rachel Stohl
Report
Examining how revised reporting templates are shaping Arms Trade Treaty reporting and compliance
Rachel Stohl
Policy Paper
Examining reporting patterns and identifying good practice for Ukraine’s arms suppliers
Ryan Fletcher • Rachel Stohl
Report
Examining ATT reporting trends and challenges, assessing the treaty’s transparency contributions, and identifying opportunities to enhance reporting efforts.
Ryan Fletcher • Rachel Stohl • Elias Yousif
Report
Examining national reporting processes, practices, and challenges to reporting under the ATT
Rachel Stohl • Ryan Fletcher • Elias Yousif
Report
Examining trends and challenges from the first six years of ATT initial reporting and identifying opportunities to enhance transparency efforts
Rachel Stohl • Ryan Fletcher • Shannon Dick
Report
Examining trends and challenges from the first six years of ATT annual reporting and identifying opportunities to enhance transparency efforts
Rachel Stohl • Ryan Fletcher • Shannon Dick
Report
Examining the utility of the Arms Trade Treaty (ATT) initial and annual reporting templates.
Rachel Stohl
Report
Analysis of Arms Trade Treaty (ATT) initial and annual reporting as of 2019 for insight into reporting trends, common challenges, and best practices
Rachel Stohl
Report
Examining ATT implementation within the Caribbean Community (CARICOM)
Rachel Stohl
Report
Analysis of Arms Trade Treaty (ATT) initial and annual reporting as of 2017 for insight into reporting trends, common challenges, and best practices
Rachel Stohl
Report
Examining ATT implementation within the Asia-Pacific region
Rachel Stohl
Report
Assessing Arms Trade Treaty implementation challenges and assistance needs in the Asia-Pacific region
Rachel Stohl
Commentary
Evaluating the status of Arms Trade Treaty (ATT) initial reporting one year after the First Conference of States Parties to the ATT
Rachel Stohl
Report
Assessing Arms Trade Treaty (ATT) implementation in 2015
Paul Holtom • Rachel Stohl
Report
Assessing Arms Trade Treaty (ATT) Member State cooperation practices and assistance needs in 2015
Paul Holtom • Rachel Stohl
Report
Introducing the Arms Trade Treaty Baseline Assessment Project (ATT-BAP) and its initial findings
Rachel Stohl

Analysis of Annual Reporting

Under Article 13(3) of the ATT, States Parties must report annually to the ATT Secretariat on their conventional arms exports and imports that occurred during the preceding calendar year.
Article 12(3): “Each State Party shall submit annually to the Secretariat by 31 May a report for the preceding calendar year concerning authorized or actual exports and imports of conventional arms covered under Article 2 (1). Reports shall be made available, and distributed to States Parties by the Secretariat. The report submitted to the Secretariat may contain the same information submitted by the State Party to relevant United Nations frameworks, including the United Nations Register of Conventional Arms. Reports may exclude commercially sensitive or national security information.”
ATT-BAP provides a yearly review of ATT annual reporting practices, compliance, and trends for insight into the status of arms trade transparency under the treaty.
Report
Analysis of Arms Trade Treaty (ATT) annual reports covering weapons imports and exports during the 2024 calendar year
Rachel Stohl • Natalie Bramlett
Report
Analysis of Arms Trade Treaty (ATT) annual reports covering weapons imports and exports during the 2023 calendar year
Natalie Bramlett • Rachel Stohl
Report
Analysis of Arms Trade Treaty (ATT) annual reports covering weapons imports and exports during the 2022 calendar year
Ryan Fletcher • Rachel Stohl
Report
Analysis of Arms Trade Treaty (ATT) annual reports covering weapons imports and exports during the 2021 calendar year
Rachel Stohl • Ryan Fletcher
Report
Analysis of Arms Trade Treaty (ATT) annual reports covering weapons imports and exports during the 2020 calendar year.
Rachel Stohl • Ryan Fletcher • Shannon Dick
Report
Analysis of Arms Trade Treaty (ATT) annual reports covering weapons imports and exports during the 2019 calendar year
Rachel Stohl
Report
Analysis of Arms Trade Treaty (ATT) annual reports covering weapons imports and exports during the 2018 calendar year
Rachel Stohl
Report
Analysis of Arms Trade Treaty (ATT) annual reports covering weapons imports and exports during the 2017 calendar year
Rachel Stohl
Report
Analysis of Arms Trade Treaty (ATT) annual reports covering weapons imports and exports during the 2016 calendar year
Rachel Stohl
Report
Analysis of Arms Trade Treaty (ATT) annual reports covering weapons imports and exports during the 2015 calendar year
Rachel Stohl

Implementation Tools and Guidance

Tools, checklists, and trainings to aid States in completing the necessary steps for ATT ratification/accession, implementation, and reporting.

Resource
Rachel Stohl • Ryan Fletcher
Report
Rachel Stohl
Resource
Rachel Stohl
Resource
Rachel Stohl

Reporting Factsheets

Reporting is a cornerstone of the Arms Trade Treaty (ATT) and contributes to the fulfillment of the treaty’s object and purpose as articulated in Article 1: “Promoting cooperation, transparency and responsible action by States Parties in the international trade in conventional arms, thereby building confidence among States Parties.”

To support States Parties in better understanding and adhering to the ATT’s reporting requirements – as well as inform key stakeholders of current challenges to and trends in ATT reporting – these reporting factsheets provide insights into ATT reporting obligations, the current status of reporting, and challenges that hinder States Parties’ reporting efforts.

Explains the requirements in ATT Articles 13.1 and 13.3 – including what States Parties must report, when and how often, and to whom. The factsheet also offers insights on synergies between ATT reporting and other reporting efforts that could streamline States Parties’ reporting processes.

Contains data on the number and percentage of States Parties that have and have not met their ATT reporting requirements. The factsheet offers aggregate data on reporting compliance for the ATT initial report and the ATT annual reports and provides regional reporting snapshots.

Highlights the growing trend in private reporting to the ATT. The factsheet compares yearly rates of public and private reporting for the ATT initial report and the ATT annual reports and offers insights on regional trends.

Highlights obstacles to reporting that hinder States Parties’ reporting processes and efforts. The factsheet references assistance tools that States Parties can use to help overcome reporting challenges.

Since its inception, ATT-BAP has been generously funded by the Governments of Australia, Germany, Ireland, the Netherlands, Norway, Switzerland, and the United Kingdom, as well as the UN Trust Facility Supporting Cooperation on Arms Regulation. In addition, the project has engaged in partnerships with the UN Office for Disarmament Affairs and its regional centers; regional organizations (including CARICOM and the European Union); and civil society organizations, including the Center for Armed Violence Reduction, Control Arms, and the ATT Monitor.

ATT-BAP is a project of the Stimson Center. For questions on the project or its products, please contact Rachel Stohl at [email protected].

Events